68 Circular Road #02-01, Singapore 049422



Financial and non-financial institutions must maintain compliance not only with the increasing complexity of laws, rules, and regulations, but also with the subset of rules and regulations. As consultants, we offer both an in-depth understanding of compliance and a bird’s-eye view of designing and implementing risk-based governance.

The increasing pressure from legislation, supervisors, and the gatekeeper function of financial institutions renders the business operation model of the compliance framework and the role of compliance officer indispensable for both large and small financial institutions.

Having a framework alone is insufficient. Additionally, it must function well in practise. A well-designed compliance function also contributes to the optimisation of a business’s operations. Maintaining policy, ensuring proper separation of responsibilities and functions, creating risk awareness, and knowing customers and their market all contribute to the success of an organisation.

Setting up and optimising the compliance function and the compliance officer position within a financial institution requires a comprehensive understanding of applicable laws and regulations, the customer base, and a pragmatic approach to getting things done.

Numerous financial institutions lack the time and expertise to establish an adequate and high-quality compliance function that is proportionate to the institution’s nature and size. Do you require assistance with establishing or optimising the compliance framework or the compliance officer position?

Consultation without Obligation

Request a free-of-charge consultation with one of our specialists, no strings attached. Our specialists have detailed knowledge of financial legislation and regulation. Their experience in supporting the application of these laws is beyond compare. After filling out the form, we’ll contact you within two working days.